AML Documents Review

Comprehensive AML Document Review

1
Policy & Procedure Review
We critically assess your AML/CFT policies and procedures against current UAE regulatory requirements, identifying gaps and providing recommendations for enhancement.
2
Customer Due Diligence (CDD) Review
Verify the completeness and quality of your CDD documentation, including KYC files, beneficial ownership records, and enhanced due diligence for high-risk clients.
3
Transaction Monitoring Records
Review your transaction monitoring logs, alert dispositions, and investigation files to ensure they meet regulatory expectations and demonstrate effective oversight.

1
File Remediation
Identify and address deficiencies in existing customer files, ensuring all required documentation is present, current, and properly authenticated.
2
STR & SAR Documentation Review
Assess the quality of your Suspicious Transaction Reports and internal Suspicious Activity Reports to confirm they are complete, timely, and well-documented.
3
Record Keeping Compliance
Ensure your document retention practices comply with UAE AML legislation requirements, including minimum retention periods and secure storage standards.

Our experienced compliance professionals provide objective, thorough reviews that prepare your documentation for regulatory scrutiny and demonstrate your commitment to AML best practices.
Contact ADROIT today to schedule an AML Documents Review and ensure your compliance records are inspection-ready.